Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ROUTE ONE INVESTMENT COMPANY, L.P.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2010
Previous Name(s)
- ROIC CAPITAL MANAGEMENT, L.P.
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
ONE LETTERMAN DRIVE, BUILDING D
SUITE 200
SAN FRANCISCO, CA 94129
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A ROIC, LLC
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER
Item 3. Related Persons
Name
WILLIAM F. DUHAMEL
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF ROIC, LLC
Item 3. Related Persons
Name
JASON E. MOMENT
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF ROIC, LLC
Item 3. Related Persons
Name
ASHISH H. PANT
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF ROIC, LLC
Item 3. Related Persons
Name
RICHARD H. VOON
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF ROIC, LLC
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
06/25/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
- Other: LIMITED PARTNER INTERESTS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
1000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
1949756
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
4
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
NONE, ALTHOUGH THE GENERAL PARTNER OF THE ISSUER RECEIVES INVESTMENT MANAGEMENT FEES AND A SPECIAL PROFIT ALLOCATION.
Signature and Submission
Issuer Name
ROUTE ONE INVESTMENT COMPANY, L.P.
Issuer Signature
RICHARD H. VOON
Signer Name
RICHARD H. VOON
Signer Title
MANAGING MEMBER OF ROIC, LLC, THE GP
Signature Date
07/05/2012