Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
STRUCTURED ALPHA 1000 LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2011

Previous Name(s)

  • STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC
Entity Type
LIMITED LIABILITY COMPANY

Item 2 Issuer Principal Place of Business and Contact Information

1633 BROADWAY
NEW YORK, NY 10019
Phone Number: subscription required

Item 3. Related Persons

Name
BARBARA CLAUSSEN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MEMBER OF MANAGEMENT BOARD OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER

Item 3. Related Persons

Name
BENNO FISCHER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MEMBER OF MANAGEMENT BOARD OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER

Item 3. Related Persons

Name
MARY ANN SCHREIBER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGING DIRECTOR OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER

Item 3. Related Persons

Name
CHARLES H. FIELD
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
CHIEF LEGAL OFFICER OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
08/01/2011

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
750000

Item 12. Sales Compensation

Recipient
GOLDMAN SACHS EXECUTION CLEARING, L.P.
Recipient CRD Number
3466
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
200 WEST STREET
NEW YORK, NY 10282
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
NEWEDGE USA LLC
Recipient CRD Number
36118
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
550 W. JACKSON
SUITE 500
CHICAGO, IL 60661
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
BARCLAYS CAPITAL, INC.
Recipient CRD Number
19714
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
745 7TH AVENUE
NEW YORK, NY 10019
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
196201056
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
4

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
STRUCTURED ALPHA 1000 LLC
Issuer Signature
CHARLES H. FIELD
Signer Name
CHARLES H. FIELD
Signer Title
CHIEF LEGAL OFFICER OF MANAGING MEMBER
Signature Date
01/02/2013
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