Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
STRUCTURED ALPHA 1000 LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2011
Previous Name(s)
- STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
1633 BROADWAY
NEW YORK, NY 10019
Phone Number:
subscription required
Item 3. Related Persons
Name
BARBARA CLAUSSEN
Address
subscription required
Relationship(s)
Clarification of Response
MEMBER OF MANAGEMENT BOARD OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER
Item 3. Related Persons
Name
BENNO FISCHER
Address
subscription required
Relationship(s)
Clarification of Response
MEMBER OF MANAGEMENT BOARD OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER
Item 3. Related Persons
Name
MARY ANN SCHREIBER
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING DIRECTOR OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER
Item 3. Related Persons
Name
CHARLES H. FIELD
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF LEGAL OFFICER OF ALLIANZ GLOBAL INVESTORS U.S. LLC, MANAGING MEMBER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
08/01/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
750000
Item 12. Sales Compensation
Recipient
GOLDMAN SACHS EXECUTION CLEARING, L.P.
Recipient CRD Number
3466
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
200 WEST STREET
NEW YORK, NY 10282
States of Solicitation
Item 12. Sales Compensation
Recipient
NEWEDGE USA LLC
Recipient CRD Number
36118
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
550 W. JACKSON
SUITE 500
CHICAGO, IL 60661
States of Solicitation
Item 12. Sales Compensation
Recipient
BARCLAYS CAPITAL, INC.
Recipient CRD Number
19714
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
745 7TH AVENUE
NEW YORK, NY 10019
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
196201056
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
4
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
STRUCTURED ALPHA 1000 LLC
Issuer Signature
CHARLES H. FIELD
Signer Name
CHARLES H. FIELD
Signer Title
CHIEF LEGAL OFFICER OF MANAGING MEMBER
Signature Date
01/02/2013