Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
FUSION-IO, INC.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2010
Item 2 Issuer Principal Place of Business and Contact Information
2855 E. COTTONWOOD PARKWAY, SUITE 100
SALT LAKE CITY, UT 84121
Phone Number:
subscription required
Item 3. Related Persons
Name
DAVID A. FLYNN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
DENNIS P. WOLF
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
FOREST BASKETT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
H. RAYMOND BINGHAM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DANA EVAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SCOTT D. SANDELL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SHANE V. ROBISON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICK C. WHITE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
PANKAJ MEHRA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES L. DAWSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SHAWN J. LINDQUIST
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LANCE L. SMITH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD W. BOBERG
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
04/24/2013
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
Yes
Clarification of Response
IN CONNECTION WITH THE ACQUISITION OF NEXGEN STORAGE, INC. BY ISSUER, THE ISSUER ISSUED SHARES OF ITS COMMON STOCK IN EXCHANGE FOR SHARES OF NEXGEN STORAGE, INC. CAPITAL STOCK.
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
4999989
Total Amount Sold
4999989
Total Remaining to be Sold
0
Clarification of Response
THE AMOUNTS IN THIS ITEM REFLECT A PRICE PER SHARE OF $14.722, THE CLOSING TRADING PRICE TRAILING AVERAGE OF ISSUER'S COMMON STOCK DURING A PERIOD PRIOR TO THE ACQUISITION OF NEXGEN STORAGE, INC., IN ACCORDANCE WITH THE TERMS OF THE MERGER AGREEMENT.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
FUSION-IO, INC.
Issuer Signature
/S/DAVID A. FLYNN
Signer Name
DAVID A. FLYNN
Signer Title
CHIEF EXECUTIVE OFFICER
Signature Date
05/07/2013