Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
5AM CO-INVESTORS IV, L.P.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2013
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
2200 SAND HILL ROAD, SUITE 110
MENLO PARK, CA 94025
Phone Number:
subscription required
Item 3. Related Persons
Name
JOHN DIEKMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SCOTT ROCKLAGE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ANDREW SCHWAB
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
POOLED INVESTMENT FUND
- VENTURE CAPITAL FUND
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
NOT APPLICABLE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
12/03/2013
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
10000000
Total Amount Sold
10000000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
32
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
5AM CO-INVESTORS IV, L.P.
Issuer Signature
/S/ ANDREW SCHWAB
Signer Name
ANDREW SCHWAB
Signer Title
MANAGING MEMBER OF THE GENERAL PARTNER
Signature Date
12/04/2013