Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
DROPBOX, INC.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
185 BERRY STREET
4TH FLOOR
SAN FRANCISCO, CA 94107
Phone Number:
subscription required
Item 3. Related Persons
Name
ANDREW HOUSTON
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ARASH FERDOWSI
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
BRYAN SCHREIER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER TECHNOLOGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
01/30/2014
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
ALLEN COMPANY LLC
Recipient CRD Number
1042
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
711 FIFTH AVENUE
NEW YORK, NY 10022
States of Solicitation
Item 12. Sales Compensation
Recipient
GOLDMAN, SACHS CO
Recipient CRD Number
361
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
200 WEST STREET
29TH FLOOR
NEW YORK, NY 10282
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
450000000
Total Amount Sold
324999850
Total Remaining to be Sold
125000150
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
72
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
8125000.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
DROPBOX, INC.
Issuer Signature
/S/ ANDREW HOUSTON
Signer Name
ANDREW HOUSTON
Signer Title
PRESIDENT
Signature Date
02/19/2014
