Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
PERMAL EUROPE LTD
Jurisdiction of Incorporation/Organization
D8
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
C/O EQUITY TRUST (BVI) LIMITED
ROAD TOWN
TORTOLA, D8 BVI
Phone Number:
subscription required
Item 3. Related Persons
Name
PIERRE-LAURENT BEL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
EDMOND DE LA HAYE JOUSSELIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GARY GLADSTEIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHRISTOPHER GRUNINGER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ISAAC SOUEDE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM WATERS
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
POOLED INVESTMENT FUND
- OTHER INVESTMENT FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
07/21/1989
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Equity
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 12. Sales Compensation
Recipient
C. P. EATON AND ASSOCIATES
Recipient CRD Number
31170
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
C/O C.P. EATON PARTNERS LLC
131 ROWAYTON AVE
ROWAYTON, CT 06853
States of Solicitation
Item 12. Sales Compensation
Recipient
MAYBRIDGE PARTNERS INC
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
4 MAYBRIDGE
BELVEDERE, CA 94920
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
305446350
Total Remaining to be Sold
INDEFINITE
Clarification of Response
APPROXIMATE AS OF 2/28/09
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
74
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
NONE PAID THE FUND IN CONNECTION WITH US OFFERING IN THE PAST YEAR
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
30000.0 Is an estimate
Clarification of Response
ANNUAL FEES PAYABLE TO DIRECTORS OF THE FUND ONLY. THIS AMOUNT DOES NOT INVESTMENT MANAGEMENT FEE PAYABLE TO THE FUND'S INVESTMENT ADVISER, WHICH VARIES GREATLY FROM YEAR TO YEAR, DEPENDING ON PERFORMANCE AND TOTAL ASSETS.
Signature and Submission
Issuer Name
PERMAL EUROPE LTD
Issuer Signature
JOSEPH M. FUREY
Signer Name
JOSEPH M. FUREY
Signer Title
DIRECTOR ASSOCIATE GENERAL COUNSEL
Signature Date
03/16/2009