Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
PERMAL EUROPE LTD
Jurisdiction of Incorporation/Organization
D8
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

C/O EQUITY TRUST (BVI) LIMITED
ROAD TOWN
TORTOLA, D8 BVI
Phone Number: subscription required

Item 3. Related Persons

Name
PIERRE-LAURENT BEL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
EDMOND DE LA HAYE JOUSSELIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
GARY GLADSTEIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
CHRISTOPHER GRUNINGER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ISAAC SOUEDE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
WILLIAM WATERS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

POOLED INVESTMENT FUND - OTHER INVESTMENT FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
OVER $100,000,000

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
07/21/1989

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Equity
  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
100000

Item 12. Sales Compensation

Recipient
C. P. EATON AND ASSOCIATES
Recipient CRD Number
31170
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
C/O C.P. EATON PARTNERS LLC
131 ROWAYTON AVE
ROWAYTON, CT 06853
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
MAYBRIDGE PARTNERS INC
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
4 MAYBRIDGE

BELVEDERE, CA 94920
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
305446350
Total Remaining to be Sold
INDEFINITE
Clarification of Response
APPROXIMATE AS OF 2/28/09

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
74

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
NONE PAID THE FUND IN CONNECTION WITH US OFFERING IN THE PAST YEAR

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
30000.0 Is an estimate
Clarification of Response
ANNUAL FEES PAYABLE TO DIRECTORS OF THE FUND ONLY. THIS AMOUNT DOES NOT INVESTMENT MANAGEMENT FEE PAYABLE TO THE FUND'S INVESTMENT ADVISER, WHICH VARIES GREATLY FROM YEAR TO YEAR, DEPENDING ON PERFORMANCE AND TOTAL ASSETS.

Signature and Submission

Issuer Name
PERMAL EUROPE LTD
Issuer Signature
JOSEPH M. FUREY
Signer Name
JOSEPH M. FUREY
Signer Title
DIRECTOR ASSOCIATE GENERAL COUNSEL
Signature Date
03/16/2009
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