Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
INDABA CAPITAL FUND, L.P.
Jurisdiction of Incorporation/Organization
CA
Year of Incorporation/Organization
2010
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
MAPLES CORPORATE SERVICES
121 SOUTH CHURCH STREET
GRAND CAYMAN, E9 KY1-1104
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A INDABA PARTNERS, LLC
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER OF THE ISSUER (THE GP).
Item 3. Related Persons
Name
DEREK C. SCHRIER
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING PARTNER AND CHIEF INVESTMENT OFFICER OF THE GP OF THE ISSUER.
Item 3. Related Persons
Name
THOMAS E. MCCONNON
Address
subscription required
Relationship(s)
Clarification of Response
PARTNER OF THE GP OF THE ISSUER.
Item 3. Related Persons
Name
JOSHUA E. PRIME
Address
subscription required
Relationship(s)
Clarification of Response
PARTNER OF THE GP OF THE ISSUER.
Item 3. Related Persons
Name
ANTHONY A. HASSAN
Address
subscription required
Relationship(s)
Clarification of Response
PARTNER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER OF THE GP OF THE ISSUER.
Item 3. Related Persons
Name
HANK BRIER
Address
subscription required
Relationship(s)
Clarification of Response
PARTNER AND GENERAL COUNSEL OF THE GP OF THE ISSUER.
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
04/01/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
- Other: LIMITED PARTNERSHIP INTERESTS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
713715366
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
2
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
Signature and Submission
Issuer Name
INDABA CAPITAL FUND, L.P.
Issuer Signature
/S/ HANK BRIER
Signer Name
HANK BRIER
Signer Title
PARTNER AND GENERAL COUNSEL OF THE GP
Signature Date
03/25/2014
