Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
RIVERWOOD CAPITAL PARTNERS II L.P.
Jurisdiction of Incorporation/Organization
CA
Year of Incorporation/Organization
2013
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
70 WILLOW ROAD, SUITE 100
MENLO PARK, CA 94025-3652
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A RIVERWOOD CAPITAL II L.P.
Address
subscription required
Relationship(s)
Clarification of Response
THE GENERAL PARTNER OF THE ISSUER (THE GP).
Item 3. Related Persons
Name
N/A RIVERWOOD CAPITAL GP II LTD.
Address
subscription required
Relationship(s)
Clarification of Response
THE GENERAL PARTNER OF THE GP OF THE ISSUER.
Item 3. Related Persons
Name
MICHAEL E. MARKS
Address
subscription required
Relationship(s)
Clarification of Response
OF THE GENERAL PARTNER OF THE GP AND LIMITED PARTNER OF THE GP.
Item 3. Related Persons
Name
CHRISTOPHER VARELAS
Address
subscription required
Relationship(s)
Clarification of Response
OF THE GENERAL PARTNER OF THE GP AND LIMITED PARTNER OF THE GP.
Item 3. Related Persons
Name
THOMAS J. SMACH
Address
subscription required
Relationship(s)
Clarification of Response
OF THE GENERAL PARTNER OF THE GP AND LIMITED PARTNER OF THE GP.
Item 4. Industry Group
POOLED INVESTMENT FUND
- PRIVATE EQUITY FUND
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
12/23/2013
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
- Other: LIMITED PARTNERSHIP INTERESTS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
PARK HILL GROUP LLC
Recipient CRD Number
135898
(Associated) Broker or Dealer)
PARK HILL GROUP LLC
(Associated) Broker or Dealer CRD Number
135898
Address
101 CALIFORNIA STREET, SUITE 1010
SAN FRANCISCO, CA 94111
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
818150000
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
74
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
4240000.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
RIVERWOOD CAPITAL PARTNERS II L.P.
Issuer Signature
/S/ THOMAS J. SMACH
Signer Name
THOMAS J. SMACH
Signer Title
DIRECTOR
Signature Date
05/13/2014