Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
CROSS RIVER PARTNERS LP
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
C/O CROSS RIVER MANAGEMENT LLC
456 MAIN STREET, 2ND FLOOR
RIDGEFIELD, CT 06877
Phone Number:
subscription required
Item 3. Related Persons
Name
RICHARD A. MURPHY
Address
subscription required
Relationship(s)
Clarification of Response
RICHARD A. MURPHY IS AN EXECUTIVE OFFICER OF CROSS RIVER MANAGEMENT LLC, THE GENERAL PARTNER OF THE ISSUER.
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
03/01/2002
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
250000
Item 12. Sales Compensation
Recipient
RICHARD LLOYD HILLSON
Recipient CRD Number
5668079
(Associated) Broker or Dealer)
THIRD SEVEN CAPITAL LLC
(Associated) Broker or Dealer CRD Number
160209
Address
521 FIFTH AVENUE, 32ND FLOOR
NEW YORK, NY 10175
States of Solicitation
Item 12. Sales Compensation
Recipient
DARRELL HABBEN JR.
Recipient CRD Number
4755305
(Associated) Broker or Dealer)
THIRD SEVEN CAPITAL LLC
(Associated) Broker or Dealer CRD Number
160209
Address
521 FIFTH AVENUE, 32ND FLOOR
NEW YORK, NY 10175
States of Solicitation
Item 12. Sales Compensation
Recipient
ROBERT F. RIEGER
Recipient CRD Number
5865194
(Associated) Broker or Dealer)
THIRD SEVEN CAPITAL LLC
(Associated) Broker or Dealer CRD Number
160209
Address
521 FIFTH AVENUE, 32ND FLOOR
NEW YORK, NY 10175
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
23662000
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
3
Total number of investors who already have invested in the offering:
55
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
THE PERSONS/ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
Signature and Submission
Issuer Name
CROSS RIVER PARTNERS LP
Issuer Signature
/S/ RICHARD A. MURPHY
Signer Name
RICHARD A. MURPHY
Signer Title
MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Signature Date
06/30/2014