Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
GREAT AJAX CORP.
Jurisdiction of Incorporation/Organization
MA
Year of Incorporation/Organization
2014

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

9400 SW BEAVERTON-HILLSDALE HIGHWAY
SUITE 131
BEAVERTON, OR 97005
Phone Number: subscription required

Item 3. Related Persons

Name
LAWRENCE MENDELSOHN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
ALSO CHIEF EXECUTIVE OFFICER OF GREAT AJAX CORP.'S MANAGER, THETIS ASSET MANAGEMENT LLC

Item 3. Related Persons

Name
RUSSELL SHAUB
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
ALSO CHIEF OPERATING OFFICER OF GREAT AJAX CORP.'S SERVICER,GREGORY FUNDING LLC

Item 3. Related Persons

Name
GLENN J. OHL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
ALSO CHIEF FINANCIAL OFFICER OF GREAT AJAX CORP.'S SERVICER,GREGORY FUNDING LLC

Item 3. Related Persons

Name
STEVEN L. BEGLEITER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JONATHAN BRADFORD HANDLEY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DANIEL HOFFMAN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
ALSO CHIEF OPERATING OFFICER OF GREAT AJAX CORP.'S SERVICER, GREGORY FUNDING LLC

Item 3. Related Persons

Name
J. KIRK OGREN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
ALSO CHIEF FINANCIAL OFFICER OF GREAT AJAX CORP.'S SERVICER, GREGORY FUNDING LLC AND ASPEN CAPITAL

Item 3. Related Persons

Name
IRVING POTTER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 4. Industry Group

REITS AND FINANCE

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
07/08/2014

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 13. Offering and Sales Amounts

Total Offering Amount
130000000
Total Amount Sold
30589030
Total Remaining to be Sold
99410970
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
9

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
GREAT AJAX CORP.
Issuer Signature
/S/IRVING POTTER/S/
Signer Name
IRVING POTTER
Signer Title
SECRETARY
Signature Date
07/25/2014
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