Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
STONEPINE CAPITAL L P
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

475 GATE FIVE ROAD, SUITE 324
SAUSALITO, CA 94965
Phone Number: subscription required

Item 3. Related Persons

Name
N/A STONEPINE CAPITAL MANAGEMENT, LLC
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
GENERAL PARTNER

Item 3. Related Persons

Name
TIMOTHY P. LYNCH
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER

Item 3. Related Persons

Name
JON M. PLEXICO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER

Item 3. Related Persons

Name
MATT CARROLL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE OFFICER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
05/05/2006

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests
  • Other: LIMITED PARTNER INTERESTS

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
250000

Item 12. Sales Compensation

Recipient
CORONADO INVESTMENTS
Recipient CRD Number
111992
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
18029 CALLE AMBIENTE, SUITE 519
P.O. BOX 5020-PMB 1111
RANCHO SANTA FE, CA 92067
States of Solicitation
  • CA
  • CT
  • DE
  • FL
  • IL
  • MA
  • NJ
  • NY
  • OR
  • PA
  • SC
  • TX

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
30584491
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
61

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0 Is an estimate
Finders' Fees
95062.0 Is an estimate
Clarification of Response
INCLUDES AMOUNTS PAID IN JANUARY 2014. FEE IS 20% COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY CORONADO INVESTMENTS. (SEE ITEM 12.)

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
NONE, ALTHOUGH THE GENERAL PARTNER OF THE ISSUER RECEIVES INVESTMENT MANAGEMENT FEES AND A SPECIAL PROFIT ALLOCATION.

Signature and Submission

Issuer Name
STONEPINE CAPITAL L P
Issuer Signature
TIMOTHY P. LYNCH
Signer Name
TIMOTHY P. LYNCH
Signer Title
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GP
Signature Date
09/30/2014
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