Item 2 Issuer Principal Place of Business and Contact Information
2000 AVENUE OF THE STARS
9TH FLOOR S
LOS ANGELES, CA 90067
Phone Number:
subscription required
Item 3. Related Persons
Name
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
MANAGING MEMBER OF ISSUER
Item 3. Related Persons
Name
JASON REESE
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
PRESIDENT OF ISSUER'S MANAGING MEMBER
Item 3. Related Persons
Name
MARK MARTIS
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
COO OF ISSUER'S MANAGING MEMBER
Item 3. Related Persons
Name
P. RONALD HARRINGTON
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
CFO OF ISSUER'S MANAGING MEMBER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
06B
3C
3C.1
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
11/01/2004
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
1000000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
129558986
Total Remaining to be Sold
INDEFINITE
Clarification of Response
THE REPORTED AMOUNT SOLD AND NUMBER OF INVESTORS REPRESENTS CONTRIBUTIONS BY ALL INVESTORS IN THE FUND SINCE INCEPTION. THE CURRENT ASSETS UNDER MANAGEMENT AND CURRENT NUMBER OF INVESTORS MAY BE SIGNIFICANTLY DIFFERENT.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
20
Total number of investors who already have invested in the offering:
165
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
1943380.0 Is an estimate
Clarification of Response
THE MANAGING MEMBER RECEIVES A MANAGEMENT FEE EQUAL TO 1.5% ON AN ANNUAL BASIS OF THE ISSUER'S ASSETS UNDER MANAGEMENT FOR ITS INVESTMENT MANAGEMENT SERVICES.
Signature and Submission
Notice has been signed on behalf by the undersigned duly authorized person