Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
RAFFLES ASSOCIATES LP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

ONE PENN PLAZA
SUITE 1628
NEW YORK, NY 10119
Phone Number: subscription required

Item 3. Related Persons

Name
PAUL H. O'LEARY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
PAUL H. O'LEARY IS THE MANAGING MEMBER OF RAFFLES CAPITAL ADVISORS, LLC, WHICH IS THE GENERAL PARTNER OF RAFFLES ASSOCIATES, LP.

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
10/01/1996

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
250000

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
65650000
Total Remaining to be Sold
INDEFINITE
Clarification of Response
MINIMUM INVESTMENT IN ITEM 11 MAY BE REDUCED AT THE DISCRETION OF THE GENERAL PARTNER. THE AMOUNT SOLD AND THE NUMBER OF INVESTORS ON THIS FORM D DOES NOT TAKE REDEMPTIONS AND/OR WITHDRAWALS INTO CONSIDERATION.

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
93

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE PERSON NAMED IN ITEM 3 OR AFFILIATES THEREOF MAY RECEIVE PAYMENTS DEEMED TO BE MADE FROM THE PROCEEDS OF THE OFFERING, INCLUDING MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS. THE AMOUNT OF SUCH FEES CANNOT BE ESTIMATED AT THIS TIME.

Signature and Submission

Issuer Name
RAFFLES ASSOCIATES LP
Issuer Signature
/PAUL H. O'LEARY/
Signer Name
PAUL H. O'LEARY
Signer Title
MANAGING MEMBER OF THE GENERAL PARTNER
Signature Date
03/06/2015
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