Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
BENEFITFOCUS,INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2013
Item 2 Issuer Principal Place of Business and Contact Information
100 BENEFITFOCUS WAY
CHARLESTON, SC 29492
Phone Number:
subscription required
Item 3. Related Persons
Name
SHAWN A. JENKINS
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR
Item 3. Related Persons
Name
MASON R. HOLLAND, JR.
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
EXECUTIVE CHAIRMAN, DIRECTOR
Item 3. Related Persons
Name
MILTON A. ALPERN
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF FINANCIAL OFFICER AND SECRETARY
Item 3. Related Persons
Name
ANDREW L. HOWELL
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF COMMERCIAL OFFICER
Item 3. Related Persons
Name
RAYMOND A. AUGUST
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF OPERATING OFFICER
Item 3. Related Persons
Name
DONALD R. TAYLOR, JR.
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF TECHNOLOGY OFFICER
Item 3. Related Persons
Name
STEPHEN M. SWAD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
FRANCIS J. PELZER, V
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ANN H. LAMONT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOSEPH P. DISABATO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DOUGLAS A. DENNERLINE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
A. LANHAM NAPIER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER TECHNOLOGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
02/24/2015
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Option, Warrant or Other Right to Acquire Another Security
- Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
90055983
Total Amount Sold
74664439
Total Remaining to be Sold
15391544
Clarification of Response
THE ISSUER HAS GRANTED A 30-MONTH WARRANT TO PURCHASE AN ADDITIONAL 580,813 SHARES OF COMMON STOCK FOR $26.50 PER SHARE.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
BENEFITFOCUS,INC.
Issuer Signature
/S/ PARIS CAVIC
Signer Name
PARIS CAVIC
Signer Title
VICE PRESIDENT AND GENERAL COUNSEL
Signature Date
03/10/2015