Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ZOGENIX INC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2006
Item 2 Issuer Principal Place of Business and Contact Information
12671 HIGH BLUFF DRIVE
SUITE 200
SAN DIEGO, CA 92130
Phone Number:
subscription required
Item 3. Related Persons
Name
ROGER L. HAWLEY
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
STEPHEN J. FARR
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
DAVID W. NASSIF
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CYNTHIA Y. ROBINSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
J.D. HALDEMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CAM L. GARNER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KURT C. WHEELER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES C. BLAIR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LOUIS C. BOCK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ALEX ZISSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ERLE T. MAST
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
PHARMACEUTICALS
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
09/22/2009
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
60457956
Total Amount Sold
35957968
Total Remaining to be Sold
24499988
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
13
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
ZOGENIX INC
Issuer Signature
/S/ DAVID W. NASSIF
Signer Name
DAVID W. NASSIF
Signer Title
EXECUTIVE VP, CFO SECRETARY
Signature Date
10/02/2009