Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
LIME ENERGY CO.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
16810 KENTON DRIVE
SUITE 240
HUNTERSVILLE, NC 28078
Phone Number:
subscription required
Item 3. Related Persons
Name
C ADAM PROCELL
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
MARY COLLEEN BRENNAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ANDREAS HILDEBRAND
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PETER MACDONALD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD KIPHART
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
STEPHEN GLICK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHRISTOPHER CAPPS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GREGORY BARNUM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TOMMY PAPPAS
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER ENERGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
03/24/2015
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Debt
- Other: DEBT THAT IS CONVERTIBLE INTO COMMON STOCK
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
Yes
Clarification of Response
THE SECURITIES WERE SOLD IN ORDER TO FINANCE AN ACQUISITION MADE BY THE ISSUER.
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
11750000
Item 13. Offering and Sales Amounts
Total Offering Amount
11750000
Total Amount Sold
11750000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
LIME ENERGY CO.
Issuer Signature
MARY COLLEEN BRENNAN
Signer Name
MARY COLLEEN BRENNAN
Signer Title
SECRETARY
Signature Date
04/07/2015