Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
OMEGA FUND V, L.P.
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS
Year of Incorporation/Organization
2015
Item 2 Issuer Principal Place of Business and Contact Information
185 DARTMOUTH STREET, SUITE 502
BOSTON, MA 02116
Phone Number:
subscription required
Item 3. Related Persons
Name
GENERAL PARTNER TO THE ISSUER OMEGA FUND V GP, L.P.
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER TO THE ISSUER
Item 3. Related Persons
Name
GENERAL PARTNER OF THE GENERAL PARTNER TO THE ISSUER OMEGA FUND V GP MANAGER, LTD.
Address
subscription required
Relationship(s)
Clarification of Response
THE GENERAL PARTNER OF THE GENERAL PARTNER TO THE ISSUER
Item 3. Related Persons
Name
MANAGEMENT COMPANY TO THE ISSUER OMEGA FUND MANAGEMENT, LLC
Address
subscription required
Relationship(s)
Clarification of Response
MANAGEMENT COMPANY TO THE ISSUER
Item 3. Related Persons
Name
MR. OTELLO STAMPACCHIA
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF OMEGA FUND V GP MANAGER, LTD.
Item 3. Related Persons
Name
MR. RICHARD LIM
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
POOLED INVESTMENT FUND
- OTHER INVESTMENT FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
05/04/2015
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
HARKEN CAPITAL SECURITIES, LLC
Recipient CRD Number
163749
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
101 FEDERAL STREET
19TH FLOOR
BOSTON, MA 02110
States of Solicitation
- FL
- IL
- MD
- MA
- MN
- MO
- NE
- NC
- PA
- UT
Item 13. Offering and Sales Amounts
Total Offering Amount
300000000
Total Amount Sold
300000000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
34
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE ISSUER IS OBLIGATED TO PAY A MANAGEMENT FEE TO THE GENERAL PARTNER (OR DESIGNEES THEREOF).
Signature and Submission
Issuer Name
OMEGA FUND V, L.P.
Issuer Signature
/S/ OTELLO STAMPACCHIA
Signer Name
OTELLO STAMPACCHIA
Signer Title
DIRECTOR OF OMEGA FUND V GP MANAGER, LTD.
Signature Date
05/08/2015