Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ROYAL BANK OF CANADA
Jurisdiction of Incorporation/Organization
ONTARIO, CANADA
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
200 BAY STREET
TORONTO, A6 M5J 2J5
Phone Number:
subscription required
Item 3. Related Persons
Name
W. GEOFFREY BEATTIE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JACYNTHE COTE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID F. DENISON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD L. GEORGE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TIMOTHY J. HEARN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ALICE D. LABERGE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MICHAEL H. MCCAIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID I. MCKAY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HEATHER MUNROE-BLUM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
J. PEDRO REINHARD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS A. RENYI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
EDWARD SONSHINE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KATHLEEN P. TAYLOR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRIDGET A. VAN KRALINGEN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
VICTOR L. YOUNG
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JANICE R. FUKAKUSA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ZABEEN HIRJI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK HUGHES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
M. GEORGE LEWIS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
A. DOUGLAS MCGREGOR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID I. MCKAY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRUCE ROSS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JENNIFER TORY
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
COMMERCIAL BANKING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
05/15/2015
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 12. Sales Compensation
Recipient
RBC CAPITAL MARKETS, LLC
Recipient CRD Number
31194
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
3 WORLD FINANCIAL CENTER
200 VESEY STREET
NEW YORK, NY 10281
States of Solicitation
Item 12. Sales Compensation
Recipient
CREDIT SUISSE SECURITIES (USA) LLC
Recipient CRD Number
816
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
11 MADISON AVENUE
NEW YORK, NY 10010
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
2798000
Total Amount Sold
2798000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
14
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
43089.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
ROYAL BANK OF CANADA
Issuer Signature
/S/ DONALD DYE
Signer Name
DONALD DYE
Signer Title
MANAGING DIRECTOR
Signature Date
05/11/2015
