Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
EVENTIDE ASSET MANAGMENT LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2008

Previous Name(s)

Entity Type
LIMITED LIABILITY COMPANY

Item 2 Issuer Principal Place of Business and Contact Information

60 STATE STREET
SUITE 700
BOSTON, MA 02109
Phone Number: subscription required

Item 3. Related Persons

Name
ROBIN JOHN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
  • PROMOTER
Clarification of Response
FOUNDER; CCO

Item 3. Related Persons

Name
DAVID BARKSDALE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
  • PROMOTER
Clarification of Response
FOUNDER; CFO

Item 3. Related Persons

Name
FINNY KURUVILLA
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
  • PROMOTER
Clarification of Response
FOUNDER; CIO

Item 3. Related Persons

Name
JOHN SIVERLING
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
JOHN SIVERLING SERVES AS MANAGEMENT CONSULTANT WITH EVENTIDE ASSET MANAGEMENT. HIS ROLES INCLUDE BUSINESS PLAN ANALYSIS, BUDGET ANALYSIS, MARKETING PLAN ANALYSIS, AND THE IDENTIFICATION OF PROSPECTIVE ACCREDITED INVESTORS.

Item 4. Industry Group

INVESTING

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$1 - $1,000,000

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
03/10/2010

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 13. Offering and Sales Amounts

Total Offering Amount
4750000
Total Amount Sold
150000
Total Remaining to be Sold
4600000
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
360000.0 Is an estimate
Clarification of Response
THE CCO AND CFO ARE TO BE COMPENSATED $60,000 PER YEAR EACH. OFFICERS MAY ALSO BE PAID FOR NON-EXECUTIVE FUNCTIONS SUCH AS PORTFOLIO MANAGEMENT.

Signature and Submission

Issuer Name
EVENTIDE ASSET MANAGMENT LLC
Issuer Signature
ROBIN JOHN
Signer Name
ROBIN JOHN
Signer Title
CHIEF COMPLIANCE OFFICER
Signature Date
03/24/2010
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