Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
EVENTIDE ASSET MANAGMENT LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2008
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
60 STATE STREET
SUITE 700
BOSTON, MA 02109
Phone Number:
subscription required
Item 3. Related Persons
Name
ROBIN JOHN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
- PROMOTER
Clarification of Response
FOUNDER; CCO
Item 3. Related Persons
Name
DAVID BARKSDALE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
- PROMOTER
Clarification of Response
FOUNDER; CFO
Item 3. Related Persons
Name
FINNY KURUVILLA
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
- PROMOTER
Clarification of Response
FOUNDER; CIO
Item 3. Related Persons
Name
JOHN SIVERLING
Address
subscription required
Relationship(s)
Clarification of Response
JOHN SIVERLING SERVES AS MANAGEMENT CONSULTANT WITH EVENTIDE ASSET MANAGEMENT. HIS ROLES INCLUDE BUSINESS PLAN ANALYSIS, BUDGET ANALYSIS, MARKETING PLAN ANALYSIS, AND THE IDENTIFICATION OF PROSPECTIVE ACCREDITED INVESTORS.
Item 4. Industry Group
INVESTING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$1 - $1,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
03/10/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
4750000
Total Amount Sold
150000
Total Remaining to be Sold
4600000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
360000.0 Is an estimate
Clarification of Response
THE CCO AND CFO ARE TO BE COMPENSATED $60,000 PER YEAR EACH. OFFICERS MAY ALSO BE PAID FOR NON-EXECUTIVE FUNCTIONS SUCH AS PORTFOLIO MANAGEMENT.
Signature and Submission
Issuer Name
EVENTIDE ASSET MANAGMENT LLC
Issuer Signature
ROBIN JOHN
Signer Name
ROBIN JOHN
Signer Title
CHIEF COMPLIANCE OFFICER
Signature Date
03/24/2010