Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
LIQUIDALTS H2O FORCE 10 FUND
Jurisdiction of Incorporation/Organization
JERSEY
Year of Incorporation/Organization
2014

Previous Name(s)

Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

DEUTSCHE INTERNATIONAL CORP SERVICES LTD
ST. PAUL'S GATE, NEW STREET
ST. HELIER, Y9 JE4 8ZB
Phone Number: subscription required

Item 3. Related Persons

Name
N/A DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
MANAGER

Item 3. Related Persons

Name
N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
TRUSTEE

Item 3. Related Persons

Name
N/A H2O ASSET MANAGEMENT, LLP
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
TRADING ADVISOR

Item 3. Related Persons

Name
ANDREAS TAUTSCHER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGER

Item 3. Related Persons

Name
ANDREW TRACHY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGER

Item 3. Related Persons

Name
MARC HARRIS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE TRUSTEE

Item 3. Related Persons

Name
CHRIS CARTER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGER

Item 3. Related Persons

Name
PAUL SHEVLIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE TRUSTEE

Item 3. Related Persons

Name
CARL MCCONNELL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGER

Item 3. Related Persons

Name
JACQUELINE WALSHE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
11/01/2014

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
100000

Item 12. Sales Compensation

Recipient
DEUTSCHE BANK AG
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
60 WALL STREET
NEW YORK, NY 10005
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
DEUTSCHE BANK SECURITIES INC.
Recipient CRD Number
2525
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
60 WALL STREET
NEW YORK, NY 10005
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
DEUTSCHE BANK TRUST COMPANY AMERICAS
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
60 WALL STREET
NEW YORK, NY 10005
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
500000000
Total Amount Sold
145205000
Total Remaining to be Sold
354795000
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
86

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
2716.0
Finders' Fees
0.0
Clarification of Response
A PLACEMENT FEE OF UP TO 5% OF THE RELEVANT SUBSCRIPTION AMOUNT MAY BE CHARGED TO AN INVESTOR OF CLASS A-1, A-2 AND FOUNDERS UNITS. AN ANNUAL DISTRIBUTION FEE OF 0.25% OF THE NAV ATTRIBUTABLE TO CLASS A-2 UNITS IS PAYABLE TO US PLACEMENT AGENTS.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
LIQUIDALTS H2O FORCE 10 FUND
Issuer Signature
MARC HARRIS PAUL SHEVLIN
Signer Name
MARC HARRIS PAUL SHEVLIN
Signer Title
DIRECTORS OF THE TRUSTEE
Signature Date
04/26/2016
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