Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
AKOUSTIS TECHNOLOGIES, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2013

Previous Name(s)

  • DANLAX, CORP.
  • DANLAX, CORP.
Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

9805 NORTHCROSS CENTER COURT
SUITE H
HUNTERSVILLE, NC 28078
Phone Number: subscription required

Item 3. Related Persons

Name
JEFFREY B. SHEALY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER AND PRESIDENT

Item 3. Related Persons

Name
DAVID M. AICHELE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
VICE PRESIDENT OF BUSINESS DEVELOPMENT

Item 3. Related Persons

Name
MARK BOOMGARDEN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
VICE PRESIDENT OF OPERATIONS

Item 3. Related Persons

Name
CINDY C. PAYNE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
CHIEF FINANCIAL OFFICER

Item 3. Related Persons

Name
STEVEN P. DENBAARS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ARTHUR E. GEISS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JEFFREY K. MCMAHON
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JERRY D. NEAL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

OTHER TECHNOLOGY

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
11/23/2016

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 12. Sales Compensation

Recipient
KATALYST SECURITIES, LLC
Recipient CRD Number
112494
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
15 MAIDEN LANE
ROOM 601
NEW YORK, NY 10038
States of Solicitation
  • CA
  • CO
  • CT
  • FL
  • IL
  • IN
  • NY
  • TX

Item 12. Sales Compensation

Recipient
DREXEL HAMILTON, LLC
Recipient CRD Number
143570
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
77 WATER STREET
NEW YORK, NY 10005
States of Solicitation
  • CA
  • IL
  • NY

Item 12. Sales Compensation

Recipient
JOSEPH GUNNAR CO., LLC
Recipient CRD Number
24795
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
30 BROAD STREET
NEW YORK, NY 10004
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
NORTHLAND SECURITIES, INC
Recipient CRD Number
40258
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
47 S. 7TH STREET
SUITE 2000
MINNEAPOLIS, MN 55402
States of Solicitation
  • CA
  • CT
  • FL
  • IL
  • MD
  • MN
  • NY
  • TX
  • WI

Item 13. Offering and Sales Amounts

Total Offering Amount
10000000
Total Amount Sold
3665000
Total Remaining to be Sold
6335000
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
28

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
650000.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
ACTUAL SALES COMMISSIONS WILL BE BASED ON THE FUNDS RAISED BY BROKERS FROM INVESTORS DIRECTLY INTRODUCED BY THE BROKER TO THE COMPANY.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Notice has been signed on behalf by the undersigned duly authorized person
Issuer Name
AKOUSTIS TECHNOLOGIES, INC.
Issuer Signature
/S/ JEFFREY B. SHEALY
Signer Name
JEFFREY B. SHEALY
Signer Title
CEO
Signature Date
12/30/2016
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