Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ARROWSTREET CAPITAL GLOBAL EQUITY ALPHA EXTENSION FUND LTD
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS
Year of Incorporation/Organization
2014
Item 2 Issuer Principal Place of Business and Contact Information
309
GRAND CAYMAN, E9 KY1-1104
Phone Number:
subscription required
Item 3. Related Persons
Name
LIMITED PARTNERSHIP ARROWSTREET CAPITAL
Address
subscription required
Relationship(s)
Clarification of Response
IN ITS CAPACITY AS INVESTMENT MANAGER OF THE ISSUER
Item 3. Related Persons
Name
PETER RATHJENS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ANTHONY RYAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
POOLED INVESTMENT FUND
- OTHER INVESTMENT FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
10/15/2014
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
10000000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
817261250
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
4
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
10000.0 Is an estimate
Clarification of Response
ANNUAL DIRECTORS FEES, PLUS VAT, AND OUT-OF-POCKET EXPENSES OF DIRECTORS. DIRECTORS FEES ARE NOT PAYABLE IN RESPECT OF EMPLOYEES OF THE INVESTMENT MANAGER, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, OR ITS AFFILIATES.
Signature and Submission
Issuer Name
ARROWSTREET CAPITAL GLOBAL EQUITY ALPHA EXTENSION FUND LTD
Issuer Signature
ANTHONY W. RYAN
Signer Name
ANTHONY W. RYAN
Signer Title
DIRECTOR
Signature Date
01/30/2017