Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
FMR LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
245 SUMMER STREET
BOSTON, MA 02210
Phone Number:
subscription required
Item 3. Related Persons
Name
ABIGAIL P. JOHNSON
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JAMES C. CURVEY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
EDWARD C. JOHNSON IV
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
GERARD MCGRAW
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JOHN J. REMONDI
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
MICHAEL E. WILENS
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JONATHAN CHIEL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN F. HALEY, JR.
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JEFFREY LAGARCE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES MACDONALD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHARLES S. MORRISON II
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KATHLEEN MURPHY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
STEPHEN C. NEFF
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER BANKING AND FINANCIAL SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
02/08/2017
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Other: NEW PERFORMANCE OPTIONS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
9250000
Total Amount Sold
9250000
Total Remaining to be Sold
0
Clarification of Response
THE OFFERING IS CLOSED; NO ADDITIONAL SALES WILL BE MADE. FIGURES IN ITEM 13 AND 14 INCLUDE 3 NON-U.S. PURCHASERS INVESTING A TOTAL $475,000.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
40
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
FMR LLC
Issuer Signature
/S/PETER D. STAHL
Signer Name
PETER D. STAHL
Signer Title
SECRETARY
Signature Date
02/21/2017