Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
SPROTT INC.
Jurisdiction of Incorporation/Organization
ONTARIO, CANADA
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

ROYAL BANK PLAZA, SOUTH TOWER
200 BAY STREET, SUITE 2700
TORONTO, A6 M5J 2J1
Phone Number: subscription required

Item 3. Related Persons

Name
ERIC S. SPROTT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
PETER GROSSKOPF
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JACK LEE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MARC FABER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JAMES RODDY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ARTHUR RICHARDS RULE, IV
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
RON DEWHURST
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
SHARON RANSON
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROSEMARY ZIGROSSI
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
-- SPROTT ASSET MANAGEMENT, LP
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • PROMOTER
Clarification of Response
INVESTMENT MANAGER

Item 4. Industry Group

OTHER BANKING AND FINANCIAL SERVICES

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
03/07/2013

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
150000

Item 12. Sales Compensation

Recipient
N/A
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
CORMARK SECURITIES (USA) LIMITED
(Associated) Broker or Dealer CRD Number
101000
Address
ROYAL BANK PLAZA, SOUTH TOWER
SUITE 2800
TORONTO, A6 M5J 2J2
States of Solicitation
  • CA
  • CO
  • CT
  • FL
  • IL
  • IN
  • MD
  • MA
  • NJ
  • NY
  • OH
  • PA
  • TX
  • VA
  • WI

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
25000001
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
2

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0 Is an estimate
Finders' Fees
500000.0 Is an estimate
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
THE INVESTMENT MANAGER RECEIVES CUSTOMARY MANAGEMENT FEES AS PROVIDED IN THE ISSUER'S OFFERING DOCUMENTS.

Signature and Submission

Notice has been signed on behalf by the undersigned duly authorized person
Issuer Name
SPROTT INC.
Issuer Signature
/S/ KEVIN HIBBERT
Signer Name
KEVIN HIBBERT
Signer Title
CHIEF FINANCIAL OFFICER AND AUTHORIZED PERSON
Signature Date
03/07/2017
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