Item 2 Issuer Principal Place of Business and Contact Information
ROYAL BANK PLAZA, SOUTH TOWER
200 BAY STREET, SUITE 2700
TORONTO, A6 M5J 2J1
Phone Number:
subscription required
Item 3. Related Persons
Name
ERIC S. SPROTT
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
PETER GROSSKOPF
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JACK LEE
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
MARC FABER
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JAMES RODDY
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ARTHUR RICHARDS RULE, IV
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
RON DEWHURST
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
SHARON RANSON
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ROSEMARY ZIGROSSI
Address
subscription required
Relationship(s)
DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
-- SPROTT ASSET MANAGEMENT, LP
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
PROMOTER
Clarification of Response
INVESTMENT MANAGER
Item 4. Industry Group
OTHER BANKING AND FINANCIAL SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
06B
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
03/07/2013
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
Equity
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
150000
Item 12. Sales Compensation
Recipient
N/A
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
CORMARK SECURITIES (USA) LIMITED
(Associated) Broker or Dealer CRD Number
101000
Address
ROYAL BANK PLAZA, SOUTH TOWER
SUITE 2800
TORONTO, A6 M5J 2J2
States of Solicitation
CA
CO
CT
FL
IL
IN
MD
MA
NJ
NY
OH
PA
TX
VA
WI
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
25000001
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
2
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0 Is an estimate
Finders' Fees
500000.0 Is an estimate
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
THE INVESTMENT MANAGER RECEIVES CUSTOMARY MANAGEMENT FEES AS PROVIDED IN THE ISSUER'S OFFERING DOCUMENTS.
Signature and Submission
Notice has been signed on behalf by the undersigned duly authorized person