Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
YORK CAPITAL MANAGEMENT L P
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • YORK CAPITAL MANAGEMENT L P /NY/
Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

767 FIFTH AVENUE
17TH FLOOR
NEW YORK, NY 10153
Phone Number: subscription required

Item 3. Related Persons

Name
N/A N/A DINAN MANAGEMENT, L.L.C.
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
N/A N/A YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
JAMES G. DINAN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
EXECUTIVE OFFICER AND MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
DANIEL A. SCHWARTZ
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
EXECUTIVE OFFICER AND MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
JEFFREY A. WEBER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
EXECUTIVE OFFICER AND MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
ZALMAN JACOBS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
WILLIAM C. VRATTOS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
CHRISTOPHE AURAND
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
CHRISTIAN REYNTJENS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
JOHN J. FOSINA
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE OFFICER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
RICHARD P. SWANSON
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE OFFICER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
JEREMY BLANK
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
DAVID DAMAST
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
MATTHEW BONANNO
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
AKBAR RAFIQ
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
JEANNE L. MANISCHEWITZ
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
RONALD SOFER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
MASAHIKO YAMAGUCHI
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
10/01/1991

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
250000

Item 12. Sales Compensation

Recipient
CREDIT SUISSE SECURITIES (USA) LLC
Recipient CRD Number
816
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
11 MADISON AVENUE
24TH FLOOR
NEW YORK, NY 10010
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
ALTERNATIVE STRATEGIES GROUP INC.
Recipient CRD Number
133204
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
401 SOUTH TRYON STREET
CHARLOTTE, NC 28202
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
WELLS FARGO ADVISORS, LLC
Recipient CRD Number
19616
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
ONE NORTH JEFFERSON AVENUE
H0004-05B
ST. LOUIS, MO 63103
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Recipient CRD Number
11025
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
ONE NORTH JEFFERSON AVENUE
H0004-05B
ST. LOUIS, MO 63103
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
ICAPITAL SECURITIES, LLC
Recipient CRD Number
171061
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
441 LEXINGTON AVENUE
9TH FLOOR
NEW YORK, NY 10017
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
2968484433
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
383

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
2616080.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
ALL AMOUNTS ARE PAID BY THE GENERAL PARTNER OUT OF FEE INCOME IT RECEIVES FROM THE ISSUER.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE GENERAL PARTNER OF THE ISSUER WILL RECEIVE CERTAIN ASSET-BASED FEES AND MAY RECEIVE PERFORMANCE-BASED FEES AND ALLOCATIONS

Signature and Submission

Issuer Name
YORK CAPITAL MANAGEMENT L P
Issuer Signature
/S/ RICHARD P. SWANSON
Signer Name
RICHARD P. SWANSON
Signer Title
GENERAL COUNSEL OF THE GENERAL PARTNER OF THE ISSUER
Signature Date
03/21/2017
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