Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
YORK CAPITAL MANAGEMENT L P
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- YORK CAPITAL MANAGEMENT L P /NY/
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
767 FIFTH AVENUE
17TH FLOOR
NEW YORK, NY 10153
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A N/A DINAN MANAGEMENT, L.L.C.
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
N/A N/A YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
JAMES G. DINAN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
EXECUTIVE OFFICER AND MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
DANIEL A. SCHWARTZ
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
EXECUTIVE OFFICER AND MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
JEFFREY A. WEBER
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
EXECUTIVE OFFICER AND MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
ZALMAN JACOBS
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
WILLIAM C. VRATTOS
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
CHRISTOPHE AURAND
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
CHRISTIAN REYNTJENS
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
JOHN J. FOSINA
Address
subscription required
Relationship(s)
Clarification of Response
EXECUTIVE OFFICER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
RICHARD P. SWANSON
Address
subscription required
Relationship(s)
Clarification of Response
EXECUTIVE OFFICER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
JEREMY BLANK
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
DAVID DAMAST
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
MATTHEW BONANNO
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
AKBAR RAFIQ
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
JEANNE L. MANISCHEWITZ
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
RONALD SOFER
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 3. Related Persons
Name
MASAHIKO YAMAGUCHI
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
10/01/1991
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
250000
Item 12. Sales Compensation
Recipient
CREDIT SUISSE SECURITIES (USA) LLC
Recipient CRD Number
816
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
11 MADISON AVENUE
24TH FLOOR
NEW YORK, NY 10010
States of Solicitation
Item 12. Sales Compensation
Recipient
ALTERNATIVE STRATEGIES GROUP INC.
Recipient CRD Number
133204
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
401 SOUTH TRYON STREET
CHARLOTTE, NC 28202
States of Solicitation
Item 12. Sales Compensation
Recipient
WELLS FARGO ADVISORS, LLC
Recipient CRD Number
19616
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
ONE NORTH JEFFERSON AVENUE
H0004-05B
ST. LOUIS, MO 63103
States of Solicitation
Item 12. Sales Compensation
Recipient
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Recipient CRD Number
11025
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
ONE NORTH JEFFERSON AVENUE
H0004-05B
ST. LOUIS, MO 63103
States of Solicitation
Item 12. Sales Compensation
Recipient
ICAPITAL SECURITIES, LLC
Recipient CRD Number
171061
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
441 LEXINGTON AVENUE
9TH FLOOR
NEW YORK, NY 10017
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
2968484433
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
383
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
2616080.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
ALL AMOUNTS ARE PAID BY THE GENERAL PARTNER OUT OF FEE INCOME IT RECEIVES FROM THE ISSUER.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE GENERAL PARTNER OF THE ISSUER WILL RECEIVE CERTAIN ASSET-BASED FEES AND MAY RECEIVE PERFORMANCE-BASED FEES AND ALLOCATIONS
Signature and Submission
Issuer Name
YORK CAPITAL MANAGEMENT L P
Issuer Signature
/S/ RICHARD P. SWANSON
Signer Name
RICHARD P. SWANSON
Signer Title
GENERAL COUNSEL OF THE GENERAL PARTNER OF THE ISSUER
Signature Date
03/21/2017