Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
IRONWOOD INVESTMENT MANAGEMENT LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2013

Previous Name(s)

  • IRONWOOD CAPITAL MANAGEMENT LLC
Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

200 STATE STREET
4TH FLOOR
BOSTON, MA 02109
Phone Number: subscription required

Item 3. Related Persons

Name
MANAGEMENT LLC IRONWOOD INVESTMENT
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
GENERAL PARTNER OF ISSUER

Item 3. Related Persons

Name
WARREN ISABELLE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
MANAGING MEMBER OF GENERAL PARTNER OF ISSUER

Item 3. Related Persons

Name
DONALD COLLINS
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
  • PROMOTER
Clarification of Response
MANAGING MEMBER OF GENERAL OF ISSUER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
First Sale Yet to Occur

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Equity
  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
100000

Item 12. Sales Compensation

Recipient
IRONWOOD MANAGEMENT INVESTMENT LLC
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
200 STATE STREET
4TH FLOOR
BOSTON, MA 02109
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
0
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response

Signature and Submission

Issuer Name
IRONWOOD INVESTMENT MANAGEMENT LLC
Issuer Signature
/S/ SHANTELLE REIDY
Signer Name
SHANTELLE REIDY
Signer Title
CHIEF COMPLIANCE OFFICER OF GENERAL PARTNER OF ISSUER
Signature Date
03/31/2017
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