Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
IRONWOOD INVESTMENT MANAGEMENT LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2013
Previous Name(s)
- IRONWOOD CAPITAL MANAGEMENT LLC
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
200 STATE STREET
4TH FLOOR
BOSTON, MA 02109
Phone Number:
subscription required
Item 3. Related Persons
Name
MANAGEMENT LLC IRONWOOD INVESTMENT
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER OF ISSUER
Item 3. Related Persons
Name
WARREN ISABELLE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING MEMBER OF GENERAL PARTNER OF ISSUER
Item 3. Related Persons
Name
DONALD COLLINS
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
- PROMOTER
Clarification of Response
MANAGING MEMBER OF GENERAL OF ISSUER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
First Sale Yet to Occur
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Equity
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 12. Sales Compensation
Recipient
IRONWOOD MANAGEMENT INVESTMENT LLC
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
200 STATE STREET
4TH FLOOR
BOSTON, MA 02109
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
0
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
Signature and Submission
Issuer Name
IRONWOOD INVESTMENT MANAGEMENT LLC
Issuer Signature
/S/ SHANTELLE REIDY
Signer Name
SHANTELLE REIDY
Signer Title
CHIEF COMPLIANCE OFFICER OF GENERAL PARTNER OF ISSUER
Signature Date
03/31/2017