Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SUMMIT INVESTORS GE IX/VC IV, LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2015
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
222 BERKELEY STREET, 18TH FLOOR
BOSTON, MA 02116
Phone Number:
subscription required
Item 3. Related Persons
Name
MATTHIAS G. ALLGAIER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DARREN M. BLACK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN R. CARROLL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PETER Y. CHUNG
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SCOTT C. COLLINS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHRISTOPHER J. DEAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK A. DELAAR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROBIN W. DEVEREUX
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRUCE R. EVANS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LEONARD C. FERRINGTON
Address
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Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHARLES J. FITZGERALD
Address
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Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CRAIG D. FRANCES
Address
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Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GREG S. GOLDFARB
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS H. JENNINGS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WALTER G. KORTSCHAK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARTIN J. MANNION
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GREGG J. NARDONE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS S. ROBERTS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PETER L. ROTTIER
Address
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Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HAN SIKKENS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHRISTIAN R. STRAIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ALEXANDER D. WHITTMORE
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
POOLED INVESTMENT FUND
- PRIVATE EQUITY FUND
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
First Sale Yet to Occur
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
0
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
0
Total number of investors who already have invested in the offering:
0
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
SUMMIT INVESTORS GE IX/VC IV, LLC
Issuer Signature
/S/ ROBIN W. DEVEREUX
Signer Name
ROBIN W. DEVEREUX
Signer Title
CFO MANAGING DIRECTOR OF MANAGER OF MANAGER OF ISSUER
Signature Date
04/26/2017