Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
LIQUIDALTS H2O FORCE 10 FUND
Jurisdiction of Incorporation/Organization
JERSEY
Year of Incorporation/Organization
2014
Item 2 Issuer Principal Place of Business and Contact Information
DEUTSCHE INTERNATIONAL CORP SERVICES LTD
ST. PAUL'S GATE, NEW STREET
ST. HELIER, Y9 JE4 8ZB
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER
Item 3. Related Persons
Name
N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED
Address
subscription required
Relationship(s)
Clarification of Response
TRUSTEE
Item 3. Related Persons
Name
N/A H2O ASSET MANAGEMENT, LLP
Address
subscription required
Relationship(s)
Clarification of Response
TRADING ADVISOR
Item 3. Related Persons
Name
ANDREAS TAUTSCHER
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF THE MANAGER
Item 3. Related Persons
Name
RICHARD MARLAND
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF THE MANAGER
Item 3. Related Persons
Name
MARC HARRIS
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF THE TRUSTEE
Item 3. Related Persons
Name
CHRIS CARTER
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF THE MANAGER
Item 3. Related Persons
Name
CHRIS HAMON
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF THE TRUSTEE
Item 3. Related Persons
Name
CARL MCCONNELL
Address
subscription required
Relationship(s)
Clarification of Response
DIRECTOR OF THE MANAGER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
11/01/2014
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 12. Sales Compensation
Recipient
DEUTSCHE BANK AG
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
60 WALL STREET
NEW YORK, NY 10005
States of Solicitation
Item 12. Sales Compensation
Recipient
DEUTSCHE BANK SECURITIES INC.
Recipient CRD Number
2525
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
60 WALL STREET
NEW YORK, NY 10005
States of Solicitation
Item 12. Sales Compensation
Recipient
DEUTSCHE BANK TRUST COMPANY AMERICAS
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
60 WALL STREET
NEW YORK, NY 10005
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
650000000
Total Amount Sold
168205000
Total Remaining to be Sold
481795000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
97
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
74726.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
A PLACEMENT FEE OF UP TO 5% OF THE RELEVANT SUBSCRIPTION AMOUNT MAY BE CHARGED TO AN INVESTOR OF CLASS A-1, A-2 AND FOUNDERS UNITS. AN ANNUAL DISTRIBUTION FEE OF 0.25% OF THE NAV ATTRIBUTABLE TO CLASS A-2 UNITS IS PAYABLE TO US PLACEMENT AGENTS.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
LIQUIDALTS H2O FORCE 10 FUND
Issuer Signature
MARC HARRIS CHRIS HAMON
Signer Name
MARC HARRIS CHRIS HAMON
Signer Title
DIRECTORS OF THE TRUSTEE
Signature Date
04/26/2017