Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
REED'S, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- REED'S INC
- REEDS INC
- ORIGINAL BEVERAGE CORP /
Item 2 Issuer Principal Place of Business and Contact Information
13000 SOUTH SPRING STREET
LOS ANGELES, CA 90061
Phone Number:
subscription required
Item 3. Related Persons
Name
CHRISTOPHER REED
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JOHN BELLO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DANIEL V. MILES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
STEFAN FREEMAN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
NEAL COHAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHARLES CARGILE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LEWIS JAFFE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK BEATON
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
MANUFACTURING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
04/21/2017
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Debt
- Option, Warrant or Other Right to Acquire Another Security
- Other: SUBORDINATED CONVERTIBLE NON-REDEEMABLE PROMISSORY NOTE AND WARRANT
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
3400000
Item 12. Sales Compensation
Recipient
WUNDERLICH SECURITIES INC
Recipient CRD Number
2543
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
4695 MACARTHUR COURT SUITE 450
NEWPORT BEACH, CA 92660
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
3400000
Total Amount Sold
3400000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
160000.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
COMMISSION PAID TO WUNDERLICH SECURITIES, REGISTERED BROKER DEALER
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
Signature and Submission
Issuer Name
REED'S, INC.
Issuer Signature
/S/ DANIEL MILES
Signer Name
DANIEL MILES
Signer Title
CHIEF FINANCIAL OFFICER
Signature Date
05/02/2017