Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
CAPSTONE VOL (OFFSHORE) LTD.
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- CAPSTONE VOL (OFFSHORE) LTD.
- CAPSTONE VOL (OFFSHORE) LTD
Item 2 Issuer Principal Place of Business and Contact Information
INTERTRUST CORP. SERVICES (CAYMAN) LTD.
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
Phone Number:
subscription required
Item 3. Related Persons
Name
PAUL M. BRITTON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BORIS ONEFATER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GEOFF RUDDICK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
- CAPSTONE INVESTMENT ADVISORS, LLC
Address
subscription required
Relationship(s)
Clarification of Response
INVESTMENT MANAGER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
02/01/2008
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
647255408
Total Remaining to be Sold
INDEFINITE
Clarification of Response
ITEMS 13 AND 14 EXCLUDE SECURITIES SOLD TO INVESTORS THAT HAVE FULLY REDEEMED FROM THE FUND PRIOR TO 2014.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
27
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE FUND CHARGES A MANAGEMENT FEE THAT IS DESCRIBED IN THE FUND'S OFFERING DOCUMENTS.
Signature and Submission
Issuer Name
CAPSTONE VOL (OFFSHORE) LTD.
Issuer Signature
/S/ ADAM BENSLEY
Signer Name
ADAM BENSLEY
Signer Title
GENERAL COUNSEL CCO OF THE INVESTMENT MANAGER
Signature Date
05/12/2017