Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
CAPSTONE VOL (OFFSHORE) LTD.
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • CAPSTONE VOL (OFFSHORE) LTD.
  • CAPSTONE VOL (OFFSHORE) LTD
Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

INTERTRUST CORP. SERVICES (CAYMAN) LTD.
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
Phone Number: subscription required

Item 3. Related Persons

Name
PAUL M. BRITTON
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
BORIS ONEFATER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
GEOFF RUDDICK
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
- CAPSTONE INVESTMENT ADVISORS, LLC
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
INVESTMENT MANAGER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
02/01/2008

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
100000

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
647255408
Total Remaining to be Sold
INDEFINITE
Clarification of Response
ITEMS 13 AND 14 EXCLUDE SECURITIES SOLD TO INVESTORS THAT HAVE FULLY REDEEMED FROM THE FUND PRIOR TO 2014.

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
27

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE FUND CHARGES A MANAGEMENT FEE THAT IS DESCRIBED IN THE FUND'S OFFERING DOCUMENTS.

Signature and Submission

Issuer Name
CAPSTONE VOL (OFFSHORE) LTD.
Issuer Signature
/S/ ADAM BENSLEY
Signer Name
ADAM BENSLEY
Signer Title
GENERAL COUNSEL CCO OF THE INVESTMENT MANAGER
Signature Date
05/12/2017
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