Item 2 Issuer Principal Place of Business and Contact Information
39 EAST UNION STREET
PASADENA, CA 91103
Phone Number:
subscription required
Item 3. Related Persons
Name
RONALD F. VALENTA
Address
subscription required
Relationship(s)
DIRECTOR
EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
CHARLES E. BARRANTES
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
CHRISTOPHER A. WILSON
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
JODY E. MILLER
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
JEFFREY A. KLUCKMAN
Address
subscription required
Relationship(s)
EXECUTIVE OFFICER
Clarification of Response
Item 4. Industry Group
OTHER
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
06B
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
09/25/2017
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Debt
Option, Warrant or Other Right to Acquire Another Security
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
Yes
Clarification of Response
THIS OFFERING IS MADE IN CONNECTION WITH THE OFF-MARKET TAKEOVER BID TO ACQUIRE 49,188,526 PUBLICLY TRADED SHARES OF ROYAL WOLF HOLDINGS LIMITED.
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
500000
Item 13. Offering and Sales Amounts
Total Offering Amount
80000000
Total Amount Sold
80000000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
4
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Notice has been signed on behalf by the undersigned duly authorized person