Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
BIRCHVIEW FUND LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2014

Previous Name(s)

Entity Type
LIMITED LIABILITY COMPANY

Item 2 Issuer Principal Place of Business and Contact Information

688 PINE STREET
BURLINGTON, VT 05401
Phone Number: subscription required

Item 3. Related Persons

Name
- - BIRCHVIEW CAPITAL, LP
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
ISSUER'S INVESTMENT MANAGER

Item 3. Related Persons

Name
- - BIRCHVIEW PARTNERS, LLC
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
ISSUER'S MANAGER

Item 3. Related Persons

Name
MATTHEW STROBECK
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
  • PROMOTER
Clarification of Response
MANAGING MEMBER OF ISSUER'S MANAGER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
03/20/2014

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Equity
  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
1000000

Item 12. Sales Compensation

Recipient
L.P. DORSEY
Recipient CRD Number
2303156
(Associated) Broker or Dealer)
FCG ADVISORS, LLC
(Associated) Broker or Dealer CRD Number
40633
Address
ONE MAIN STREET
#202
CHATHAM, NJ 07928
States of Solicitation
  • NJ

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
40476360
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
26

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
1248.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
THE ISSUER'S INVESTMENT MANAGER AND MANAGER, RESPECTIVELY, WILL PAY FCG ADVISORS, LLC 20% OF ANY MANAGEMENT FEES AND 20% OF ANY PERFORMANCE ALLOCATION RECEIVED FROM ANY INTRODUCED INVESTORS IN THE ISSUER.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
1050140.0 Is an estimate
Clarification of Response
THE INVESTMENT MANAGER WILL RECEIVE A MANAGEMENT FEE BASED ON THE ISSUER'S NET ASSETS AND THE MANAGER MAY RECEIVE AN INCENTIVE ALLOCATION BASED ON THE INCREASE IN THE ISSUER'S NET ASSETS.

Signature and Submission

Issuer Name
BIRCHVIEW FUND LLC
Issuer Signature
BEN SMALL
Signer Name
BEN SMALL
Signer Title
CHIEF OPERATING OFFICER OF ISSUER'S GENERAL PARTNER
Signature Date
11/01/2017
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