Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
BIRCHVIEW FUND LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2014
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
688 PINE STREET
BURLINGTON, VT 05401
Phone Number:
subscription required
Item 3. Related Persons
Name
- - BIRCHVIEW CAPITAL, LP
Address
subscription required
Relationship(s)
Clarification of Response
ISSUER'S INVESTMENT MANAGER
Item 3. Related Persons
Name
- - BIRCHVIEW PARTNERS, LLC
Address
subscription required
Relationship(s)
Clarification of Response
ISSUER'S MANAGER
Item 3. Related Persons
Name
MATTHEW STROBECK
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
- PROMOTER
Clarification of Response
MANAGING MEMBER OF ISSUER'S MANAGER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
03/20/2014
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Equity
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
1000000
Item 12. Sales Compensation
Recipient
L.P. DORSEY
Recipient CRD Number
2303156
(Associated) Broker or Dealer)
FCG ADVISORS, LLC
(Associated) Broker or Dealer CRD Number
40633
Address
ONE MAIN STREET
#202
CHATHAM, NJ 07928
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
40476360
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
26
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
1248.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
THE ISSUER'S INVESTMENT MANAGER AND MANAGER, RESPECTIVELY, WILL PAY FCG ADVISORS, LLC 20% OF ANY MANAGEMENT FEES AND 20% OF ANY PERFORMANCE ALLOCATION RECEIVED FROM ANY INTRODUCED INVESTORS IN THE ISSUER.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
1050140.0 Is an estimate
Clarification of Response
THE INVESTMENT MANAGER WILL RECEIVE A MANAGEMENT FEE BASED ON THE ISSUER'S NET ASSETS AND THE MANAGER MAY RECEIVE AN INCENTIVE ALLOCATION BASED ON THE INCREASE IN THE ISSUER'S NET ASSETS.
Signature and Submission
Issuer Name
BIRCHVIEW FUND LLC
Issuer Signature
BEN SMALL
Signer Name
BEN SMALL
Signer Title
CHIEF OPERATING OFFICER OF ISSUER'S GENERAL PARTNER
Signature Date
11/01/2017