Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
MARSHALL WACE FUNDS PLC - MW MARKET NEUTRAL TOPS FUND
Jurisdiction of Incorporation/Organization
IRELAND
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • MW MARKET NEUTRAL TOPS FUND
Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

BEAUX LANE HOUSE, MERCER STREET LOWER
DUBLIN, L2 2
Phone Number: subscription required

Item 3. Related Persons

Name
LINBURGH MARTIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
RONAN DALY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROBERT BOVET
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DAVID HAMMOND
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
- MARSHALL WACE LLP
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
INVESTMENT MANAGER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
02/28/2010

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
282131502
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
18

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE FUND CHARGES A MANAGEMENT FEE THAT IS DESCRIBED IN THE FUND'S GOVERNING DOCUMENTS.

Signature and Submission

Issuer Name
MARSHALL WACE FUNDS PLC - MW MARKET NEUTRAL TOPS FUND
Issuer Signature
/S/ LINBURGH MARTIN
Signer Name
LINBURGH MARTIN
Signer Title
DIRECTOR
Signature Date
12/22/2017
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