Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ZAFGEN, INC.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2005
Item 2 Issuer Principal Place of Business and Contact Information
5 CAMBRIDGE CENTER, FLOOR 2
CAMBRIDGE, MA 02142
Phone Number:
subscription required
Item 3. Related Persons
Name
THOMAS HUGHES
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CEO PRESIDENT
Item 3. Related Persons
Name
MATTHIAS JAFFE
Address
subscription required
Relationship(s)
Clarification of Response
CFO, TREASURER VP OF BUSINESS DEVELOPMENT
Item 3. Related Persons
Name
MITCHELL S. BLOOM
Address
subscription required
Relationship(s)
Clarification of Response
SECRETARY
Item 3. Related Persons
Name
PETER BARRETT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
AVI GOLDBERG
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KEVIN STARR
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRUCE BOOTH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DR. LIAM RATCLIFFE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LOUIS TARTAGLIA
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER HEALTH CARE
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
02/17/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
10125000
Total Amount Sold
8100000
Total Remaining to be Sold
2025000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
ZAFGEN, INC.
Issuer Signature
MATTHIAS JAFFE
Signer Name
MATTHIAS JAFFE
Signer Title
CFO, TREASURER VP OF BUSINESS DEVELOPMENT
Signature Date
03/02/2010