Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
FIRST MARINER BANCORP
Jurisdiction of Incorporation/Organization
MA
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
1501 S CLINTON STREET
BALTIMORE, MD 21224
Phone Number:
subscription required
Item 3. Related Persons
Name
MARK A. KEIDEL
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
PRESIDENT COO
Item 3. Related Persons
Name
EDWIN F. HALE, SR.
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHAIRMAN CEO
Item 3. Related Persons
Name
ANIRBAN BASU
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BARRY B. BONDROFF
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN BROWN III
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROBERT CARET
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GREGORY ALLEN DEVOU
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GEORGE H. MANTAKOS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN MCDANIEL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PATRICIA SCHMOKE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HECTOR TORRES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MICHAEL R. WATSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PAUL B. SUSIE
Address
subscription required
Relationship(s)
Clarification of Response
CFO
Item 4. Industry Group
COMMERCIAL BANKING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
03/30/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
0
Total Remaining to be Sold
INDEFINITE
Clarification of Response
EXCHANGE BETWEEN THE ISSUER AND INVESTOR OF $20.0 MILLION AGGREGATE LIQUIDATION AMOUNT TRUST PREFERRED SECURITIES FOR 1,626,016 SHARES OF COMMON STK @ $1.23 PER SHARE WARRANTS TO ACQUIRE 325,203 SHARES OF COMMON STK AT @ AN EXERCISE PRICE OF $1.23.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
FIRST MARINER BANCORP
Issuer Signature
/S/ MARK A. KEIDEL
Signer Name
MARK A. KEIDEL
Signer Title
PRESIDENT COO
Signature Date
04/07/2010