Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV
Jurisdiction of Incorporation/Organization
MASSACHUSETTS
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • CAMBRIDGE ASSOCIATES LLC /MA/ /ADV
  • CAMBRIDGE ASSOCIATES INC /MA/ /ADV
  • CAMBRIDGE ASSOCIATES INC /MA/ /ADV
  • CAMBRIDGE ASSOCIATES LLC /MA/ /ADV
Entity Type
LIMITED LIABILITY COMPANY

Item 2 Issuer Principal Place of Business and Contact Information

125 HIGH STREET
BOSTON, MA 02110
Phone Number: subscription required

Item 3. Related Persons

Name
DAVID DRULEY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
PHILIP WALTON
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JAMES BAILEY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
BRIDGET MACASKILL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JOHN MACDONALD
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
SUSAN SIEKER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
SCOTT ZOLTOWSKI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
XAVIER COIRBAY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

INVESTING

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
08/31/2018

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
8250

Item 12. Sales Compensation

Recipient
BROADHAVEN SECURITIES LLC
Recipient CRD Number
157804
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
521 FIFTH AVENUE
37TH FLOOR
NEW YORK, NY 10175
States of Solicitation
  • CA
  • HI
  • KS
  • MA
  • NY
  • OK
  • WI

Item 13. Offering and Sales Amounts

Total Offering Amount
399984750
Total Amount Sold
298493250
Total Remaining to be Sold
101491500
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
8

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
3000000.0 Is an estimate
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
35689500.0
Clarification of Response

Signature and Submission

Issuer Name
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV
Issuer Signature
SCOTT ZOLTOWSKI
Signer Name
SCOTT ZOLTOWSKI
Signer Title
CHIEF LEGAL OFFICER
Signature Date
09/14/2018
WhaleWisdom Logo

Elevate your investments