Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
5AM OPPORTUNITIES I, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Yet to be Formed

Previous Name(s)

Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

501 SECOND STREET, SUITE 350
SAN FRANCISCO, CA 94107
Phone Number: subscription required

Item 3. Related Persons

Name
N/A 5AM OPPORTUNITIES I (GP) LLC
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
GENERAL PARTNER OF THE ISSUER (THE GENERAL PARTNER)

Item 3. Related Persons

Name
ANDREW J. SCHWAB
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 3. Related Persons

Name
KUSH PARMAR
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER

Item 4. Industry Group

POOLED INVESTMENT FUND - VENTURE CAPITAL FUND

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
First Sale Yet to Occur

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 13. Offering and Sales Amounts

Total Offering Amount
150000000
Total Amount Sold
0
Total Remaining to be Sold
150000000
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
0

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE ISSUER IS OBLIGATED TO PAY A MANAGEMENT FEE TO THE GENERAL PARTNER (OR AN AFFILIATE THEREOF).

Signature and Submission

Issuer Name
5AM OPPORTUNITIES I, L.P.
Issuer Signature
/S/ ANDREW J. SCHWAB
Signer Name
ANDREW J. SCHWAB
Signer Title
MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER
Signature Date
10/04/2018
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