Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
REAVES W H CO INC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
REAVES W H CO INC
10 EXCHANGE PLACE
JERSEY CITY, NJ 07302
Phone Number:
subscription required
Item 3. Related Persons
Name
WILLIAM REAVES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM FERER
Address
subscription required
Relationship(s)
- DIRECTOR
- EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
RONALD SORENSON
Address
subscription required
Relationship(s)
- DIRECTOR
- EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
KATHLEEN VUCHETICH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN BARTLETT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LOUIS CIMINO
Address
subscription required
Relationship(s)
- DIRECTOR
- EXECUTIVE OFFICER
Clarification of Response
Item 3. Related Persons
Name
SAUL STACEY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROWLAND WILHELM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TIMOTHY PORTER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID PASS
Address
subscription required
Relationship(s)
- DIRECTOR
- EXECUTIVE OFFICER
Clarification of Response
Item 4. Industry Group
OTHER BANKING AND FINANCIAL SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$5,000,001 - $25,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
05/06/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
31800
Item 13. Offering and Sales Amounts
Total Offering Amount
190800
Total Amount Sold
190800
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
1
Total number of investors who already have invested in the offering:
4
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
190800.0 Is an estimate
Clarification of Response
PROCEEDS ARE BEING USED TO MEET BROKER NET CAPITAL REQUIREMENTS AFTER REDEMPTIONS OF STOCK FROM SOME DIRECTORS.
Signature and Submission
Issuer Name
REAVES W H CO INC
Issuer Signature
/S/ DAVID PASS
Signer Name
DAVID PASS
Signer Title
VP, CFO, CHIEF COMPLIANCE OFFICER AND SECRETARY
Signature Date
05/11/2010