Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
REAVES W H CO INC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

REAVES W H CO INC
10 EXCHANGE PLACE
JERSEY CITY, NJ 07302
Phone Number: subscription required

Item 3. Related Persons

Name
WILLIAM REAVES
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
WILLIAM FERER
Address
subscription required
Relationship(s)
  • DIRECTOR
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
RONALD SORENSON
Address
subscription required
Relationship(s)
  • DIRECTOR
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
KATHLEEN VUCHETICH
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JOHN BARTLETT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
LOUIS CIMINO
Address
subscription required
Relationship(s)
  • DIRECTOR
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
SAUL STACEY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROWLAND WILHELM
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
TIMOTHY PORTER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DAVID PASS
Address
subscription required
Relationship(s)
  • DIRECTOR
  • EXECUTIVE OFFICER
Clarification of Response

Item 4. Industry Group

OTHER BANKING AND FINANCIAL SERVICES

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$5,000,001 - $25,000,000

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
05/06/2010

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
31800

Item 13. Offering and Sales Amounts

Total Offering Amount
190800
Total Amount Sold
190800
Total Remaining to be Sold
0
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
1
Total number of investors who already have invested in the offering:
4

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
190800.0 Is an estimate
Clarification of Response
PROCEEDS ARE BEING USED TO MEET BROKER NET CAPITAL REQUIREMENTS AFTER REDEMPTIONS OF STOCK FROM SOME DIRECTORS.

Signature and Submission

Issuer Name
REAVES W H CO INC
Issuer Signature
/S/ DAVID PASS
Signer Name
DAVID PASS
Signer Title
VP, CFO, CHIEF COMPLIANCE OFFICER AND SECRETARY
Signature Date
05/11/2010
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