Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
MARSHALL WACE FUNDS PLC - MW MARKET NEUTRAL TOPS FUND
Jurisdiction of Incorporation/Organization
IRELAND
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- MW MARKET NEUTRAL TOPS FUND
Item 2 Issuer Principal Place of Business and Contact Information
BEAUX LANE HOUSE, MERCER STREET LOWER
DUBLIN, L2 2
Phone Number:
subscription required
Item 3. Related Persons
Name
LINBURGH MARTIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RONAN DALY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROBERT BOVET
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID HAMMOND
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
- MARSHALL WACE LLP
Address
subscription required
Relationship(s)
Clarification of Response
INVESTMENT MANAGER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
02/28/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
308102502
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
18
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
THE FUND CHARGES A MANAGEMENT FEE THAT IS DESCRIBED IN THE FUND'S GOVERNING DOCUMENTS.
Signature and Submission
Issuer Name
MARSHALL WACE FUNDS PLC - MW MARKET NEUTRAL TOPS FUND
Issuer Signature
/S/ LINBURGH MARTIN
Signer Name
LINBURGH MARTIN
Signer Title
DIRECTOR
Signature Date
12/21/2018