Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
STONEPINE CAPITAL, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • STONEPINE CAPITAL L P
Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

919 NW BOND STREET, SUITE 204
BEND, OR 97703
Phone Number: subscription required

Item 3. Related Persons

Name
N/A STONEPINE CAPITAL MANAGEMENT, LLC
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
GENERAL PARTNER

Item 3. Related Persons

Name
TIMOTHY P. LYNCH
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER

Item 3. Related Persons

Name
JON M. PLEXICO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER

Item 3. Related Persons

Name
JEFF NUNNENKAMP
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE OFFICER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
05/05/2006

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests
  • Other: LIMITED PARTNER INTERESTS

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
500000

Item 12. Sales Compensation

Recipient
CORONADO INVESTMENTS
Recipient CRD Number
111992
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
18029 CALLE AMBIENTE, SUITE 519
P.O. BOX 5020-PMB 1111
RANCHO SANTA FE, CA 92067
States of Solicitation
  • CA
  • CT
  • IL
  • MA
  • NJ
  • NY
  • OR
  • PA
  • TX

Item 12. Sales Compensation

Recipient
INTE SECURITIES LLC
Recipient CRD Number
47107
(Associated) Broker or Dealer)
ALPINE CAPITAL ADVISORS
(Associated) Broker or Dealer CRD Number
NONE
Address
39 BROADWAY, SUITE 3300, ROOM 10
NEW YORK, NY 10006-3019
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
ZANBATO SECURITIES LLC
Recipient CRD Number
279028
(Associated) Broker or Dealer)
SINGULAR GLOBAL
(Associated) Broker or Dealer CRD Number
NONE
Address
711 N. SHORELINE BLVD.
MOUNTAIN VIEW, CA 94043
States of Solicitation
  • AK
  • AZ
  • CA
  • CO
  • CT
  • DE
  • DC
  • FL
  • IL
  • IN
  • KY
  • LA
  • ME
  • MD
  • MA
  • MN
  • MO
  • NJ
  • NY
  • NC
  • OH
  • OK
  • OR
  • PA
  • SC
  • TX
  • VA
  • WA
  • WY

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
104023966
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
104

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0 Is an estimate
Finders' Fees
2032520.0 Is an estimate
Clarification of Response
INCLUDES AMOUNTS PAID THROUGH DECEMBER 31, 2018. FEE IS 20% COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
NONE, ALTHOUGH THE GENERAL PARTNER OF THE ISSUER RECEIVES INVESTMENT MANAGEMENT FEES AND A SPECIAL PROFIT ALLOCATION.

Signature and Submission

Issuer Name
STONEPINE CAPITAL, L.P.
Issuer Signature
JEFF NUNNENKAMP
Signer Name
JEFF NUNNENKAMP
Signer Title
COO OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER
Signature Date
01/14/2019
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