Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
STONEPINE CAPITAL, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
919 NW BOND STREET, SUITE 204
BEND, OR 97703
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A STONEPINE CAPITAL MANAGEMENT, LLC
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER
Item 3. Related Persons
Name
TIMOTHY P. LYNCH
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER
Item 3. Related Persons
Name
JON M. PLEXICO
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER
Item 3. Related Persons
Name
JEFF NUNNENKAMP
Address
subscription required
Relationship(s)
Clarification of Response
EXECUTIVE OFFICER OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
05/05/2006
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
- Other: LIMITED PARTNER INTERESTS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
500000
Item 12. Sales Compensation
Recipient
CORONADO INVESTMENTS
Recipient CRD Number
111992
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
18029 CALLE AMBIENTE, SUITE 519
P.O. BOX 5020-PMB 1111
RANCHO SANTA FE, CA 92067
States of Solicitation
- CA
- CT
- IL
- MA
- NJ
- NY
- OR
- PA
- TX
Item 12. Sales Compensation
Recipient
INTE SECURITIES LLC
Recipient CRD Number
47107
(Associated) Broker or Dealer)
ALPINE CAPITAL ADVISORS
(Associated) Broker or Dealer CRD Number
NONE
Address
39 BROADWAY, SUITE 3300, ROOM 10
NEW YORK, NY 10006-3019
States of Solicitation
Item 12. Sales Compensation
Recipient
ZANBATO SECURITIES LLC
Recipient CRD Number
279028
(Associated) Broker or Dealer)
SINGULAR GLOBAL
(Associated) Broker or Dealer CRD Number
NONE
Address
711 N. SHORELINE BLVD.
MOUNTAIN VIEW, CA 94043
States of Solicitation
- AK
- AZ
- CA
- CO
- CT
- DE
- DC
- FL
- IL
- IN
- KY
- LA
- ME
- MD
- MA
- MN
- MO
- NJ
- NY
- NC
- OH
- OK
- OR
- PA
- SC
- TX
- VA
- WA
- WY
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
104023966
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
104
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0 Is an estimate
Finders' Fees
2032520.0 Is an estimate
Clarification of Response
INCLUDES AMOUNTS PAID THROUGH DECEMBER 31, 2018. FEE IS 20% COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
NONE, ALTHOUGH THE GENERAL PARTNER OF THE ISSUER RECEIVES INVESTMENT MANAGEMENT FEES AND A SPECIAL PROFIT ALLOCATION.
Signature and Submission
Issuer Name
STONEPINE CAPITAL, L.P.
Issuer Signature
JEFF NUNNENKAMP
Signer Name
JEFF NUNNENKAMP
Signer Title
COO OF STONEPINE CAPITAL MANAGEMENT, LLC, GENERAL PARTNER
Signature Date
01/14/2019