Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Jurisdiction of Incorporation/Organization
JAPAN
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- SUMITOMO MITSUI FINANCIAL GROUP/FI
- SUMITOMO BANK LTD TOKYO /FI
Item 2 Issuer Principal Place of Business and Contact Information
1-2, MARUNOUCHI 1-CHOME
CHIYODA-KU
TOKYO, M0 100-0005
Phone Number:
subscription required
Item 3. Related Persons
Name
TAKESHI KUNIBE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JUN OHTA
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
MAKOTO TAKASHIMA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
NAGATA HARUYUKI
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
TORU NAKASHIMA
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ATSUHIKO INOUE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TORU MIKAMI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TETSUYA KUBO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MASAYUKI MATSUMOTO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ARTHUR MITCHELL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SHOZO YAMAZAKI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MASAHARU KOHNO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
YOSHINOBU TSUTSUI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KATSUYOSHI SHINBO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ERIKO SAKURAI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GOTARO MICHIHIRO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MASAHIKO OSHIMA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TOSHIKAZU YAKU
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KATSUNORI TANIZAKI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
NAOKI TAMURA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HIROSHI MUNEMASA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KIMIO MATSUURA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SHOJI MASUDA
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
COMMERCIAL BANKING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
07/29/2019
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
289090
Total Amount Sold
289090
Total Remaining to be Sold
0
Clarification of Response
1 U.S.$ = (Y)108.21
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Issuer Signature
/S/ TAKASHI KOBAYASHI
Signer Name
TAKASHI KOBAYASHI
Signer Title
EXECUTIVE OFFICER AND GENERAL MANAGER, HUMAN RESOURCES DEPT.
Signature Date
07/30/2019