Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SBB RESEARCH GROUP INVESTORS II LLC
Jurisdiction of Incorporation/Organization
ILLINOIS
Year of Incorporation/Organization
Over Five Years Ago
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
450 SKOKIE BOULEVARD
BLDG. 600
NORTHBROOK, IL 60062
Phone Number:
subscription required
Item 3. Related Persons
Name
* SBB RESEARCH GROUP LLC
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF ISSUER
Item 3. Related Persons
Name
SAMUEL BARNETT
Address
subscription required
Relationship(s)
Clarification of Response
MANAGER OF MANAGER OF ISSUER
Item 3. Related Persons
Name
MATTHEW AVEN
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
Item 4. Industry Group
POOLED INVESTMENT FUND
- OTHER INVESTMENT FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
02/14/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Equity
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
12289245
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
11
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
Signature and Submission
Issuer Name
SBB RESEARCH GROUP INVESTORS II LLC
Issuer Signature
/S/ LAUREN WALSH
Signer Name
LAUREN WALSH
Signer Title
COMPLIANCE MANAGER AND CORPORATE COUNSEL
Signature Date
09/19/2019