Form D
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
HALCON RESOURCES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- RAM ENERGY RESOURCES INC
- TREMISIS ENERGY ACQUISITION CORP
Item 2 Issuer Principal Place of Business and Contact Information
1000 LOUISIANA STREET, SUITE 6600
HOUSTON, TX 77002
Phone Number:
subscription required
Item 3. Related Persons
Name
RICHARD H LITTLE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
RAGAN T ALTIZER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID S ELKOURI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LEAH R KASPAREK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ALBERT S CONLY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GRANT EVANS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DANIEL ROHLING
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GERALD BEREZNAY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARTIN AQUERO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM CARAPUCCI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID CHANG
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SCOTT GERMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GREGORY HINDS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ALLEN LI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM TRANSIER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OIL AND GAS
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
First Sale Yet to Occur
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
150000000
Total Amount Sold
0
Total Remaining to be Sold
150000000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
0
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
HALCON RESOURCES CORP
Issuer Signature
DAVID S. ELKOURI
Signer Name
DAVID S. ELKOURI
Signer Title
EVP, CHIEF LEGAL OFFICER
Signature Date
10/08/2019
