Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
THEMAVEN, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- INTEGRATED SURGICAL SYSTEMS, INC.
- THEMAVEN, INC.
- INTEGRATED SURGICAL SYSTEMS INC
Item 2 Issuer Principal Place of Business and Contact Information
1500 FOURTH AVENUE, SUITE 200
SEATTLE, WA 98101
Phone Number:
subscription required
Item 3. Related Persons
Name
JAMES HECKMAN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JOSH JACOBS
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
DOUG SMITH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PAUL EDMONDSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BENJAMIN JOLDERSMA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN FICHTHORN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
TODD SIMS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PETER MILLS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RINKU SEN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID BAILEY
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER TECHNOLOGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
10/08/2019
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
B. RILEY FBR, INC.
Recipient CRD Number
25027
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
1300 NORTH 17TH STREET
SUITE 1300
ARLINGTON, VA 22209
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
20000000
Total Amount Sold
20000000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
26
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
525240.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
THEMAVEN, INC.
Issuer Signature
/S/ DOUG SMITH
Signer Name
DOUG SMITH
Signer Title
CHIEF FINANCIAL OFFICER
Signature Date
10/15/2019