Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
SELECTA BIOSCIENCES INC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

480 ARSENAL WAY
WATERTOWN, MA 02472
Phone Number: subscription required

Item 3. Related Persons

Name
CARSTEN BRUNN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
BRADFORD DAHMS
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
LLOYD JOHNSTON
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
TAKASHI KEI KISHIMOTO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
ELONA KOGAN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
ALISON SCHECTER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
STEPHEN SMOLINSKI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
TIMOTHY BARABE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
CARRIE COX
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
SCOTT DUNSETH MYERS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
AMIR NASHAT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
AYMERIC SALLIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
TIMOTHY SPRINGER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
PATRICK ZENNER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

BIOTECHNOLOGY

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
12/18/2019

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity
  • Option, Warrant or Other Right to Acquire Another Security
  • Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 12. Sales Compensation

Recipient
CANTOR FITZGERALD LP
Recipient CRD Number
134
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
110 EAST 59TH STREET
4TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • CA
  • FL
  • MA
  • MN
  • NY
  • UT
  • WA

Item 12. Sales Compensation

Recipient
NEEDHAM COMPANY
Recipient CRD Number
16360
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
250 PARK AVENUE
NEW YORK, NY 10177
States of Solicitation
  • CA
  • FL
  • MA
  • MN
  • NY
  • UT
  • WA

Item 12. Sales Compensation

Recipient
CANACCORD GENUITY LLC
Recipient CRD Number
1020
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
535 MADISON AVENUE
NEW YORK, NY 10022
States of Solicitation
  • CA
  • FL
  • MA
  • MN
  • NY
  • UT
  • WA

Item 12. Sales Compensation

Recipient
JANNEY MONTGOMERY SCOTT LLC
Recipient CRD Number
463
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
1717 ARCH STREET
PHILADELPHIA, PA 19103
States of Solicitation
  • CA
  • FL
  • MA
  • MN
  • NY
  • UT
  • WA

Item 13. Offering and Sales Amounts

Total Offering Amount
70000000
Total Amount Sold
70000000
Total Remaining to be Sold
0
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
26

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
4200000.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
SELECTA BIOSCIENCES INC
Issuer Signature
/S/ MATTHEW W. BARTHOLOMAE
Signer Name
MATTHEW W. BARTHOLOMAE
Signer Title
ASSOCIATE GENERAL COUNSEL
Signature Date
01/02/2020
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