Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
LIMITED LIABILITY COMPANY

Item 2 Issuer Principal Place of Business and Contact Information

800 THIRD AVENUE
NEW YORK, NY 10022
Phone Number: subscription required

Item 3. Related Persons

Name
DR. PETER F. BROWN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR OF RENAISSANCE TECHNOLOGIES LLC (THE ISSUER'S MANAGING MEMBER)

Item 3. Related Persons

Name
MARK SILBER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
VICE PRESIDENT, SECRETARY AND DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
JAMES S. ROWEN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHIEF OPERATING OFFICER AND DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
EDWARD HUBNER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
HEAD OF RISK CONTROL OF THE MANAGING MEMBER

Item 3. Related Persons

Name
DR. JAMES H. SIMONS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
DR. HENRY LAUFER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
NATHANIEL HENRY SIMONS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
ANNE K. SMALL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
GENERAL COUNSEL AND DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
DR. DAVID LIPPE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
HEAD OF EQUITIES RESEARCH AND INSTITUTIONAL FUNDS AND DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
DR. ALAN STANGE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
HEAD OF NON-RESEARCH INFRASTRUCTURE GROUP AND DIRECTOR OF THE MANAGING MEMBER

Item 3. Related Persons

Name
PETER P. BROPHY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
CHIEF FINANCIAL OFFICER OF THE MANAGING MEMBER

Item 3. Related Persons

Name
TIFFANY T. MICHEL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL OF THE MANAGING MEMBER

Item 3. Related Persons

Name
MARK HEISING
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
DIRECTOR OF THE MANAGING MEMBER

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
OVER $100,000,000

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
03/01/2012

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
1000

Item 12. Sales Compensation

Recipient
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
Recipient CRD Number
136113
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
800 THIRD AVENUE
NEW YORK, NY 10022
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
18403664386
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
917

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
164142.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC
Issuer Signature
/S/ JAMES S. ROWEN
Signer Name
JAMES S. ROWEN
Signer Title
CHIEF OPERATING OFFICER OF THE MANAGING MEMBER
Signature Date
01/14/2020
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