Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
MOAB PARTNERS LP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
152 WEST 57TH STREET
SUITE 920
NEW YORK, NY 10019
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A MOAB GP, LLC
Address
subscription required
Relationship(s)
Clarification of Response
MOAB GP, LLC IS THE GENERAL PARTNER TO THE ISSUER.
Item 3. Related Persons
Name
MICHAEL M ROTHENBERG
Address
subscription required
Relationship(s)
Clarification of Response
MR. ROTHENBERG IS THE MANAGING MEMBER OF MOAB GP, LLC, THE GENERAL PARTNER TO THE ISSUER.
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
04/01/2006
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
717045030
Total Remaining to be Sold
INDEFINITE
Clarification of Response
THE REPORTED AMOUNT SOLD AND NUMBER OF INVESTORS INCLUDE THE TOTAL AMOUNT SOLD TO AND TOTAL NUMBER OF ALL U.S. AND FOREIGN INVESTORS SINCE INCEPTION. THE CURRENT ASSETS UNDER MANAGEMENT AND CURRENT NUMBER OF INVESTORS MAY BE SIGNIFICANTLY DIFFERENT.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
117
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
AN AFFILIATE OF THE GENERAL PARTNER WILL RECEIVE UP TO 2% ON AN ANNUALIZED BASIS OF THE ASSETS UNDER MANAGEMENT FOR INVESTMENT MANAGEMENT SERVICES.
Signature and Submission
Issuer Name
MOAB PARTNERS LP
Issuer Signature
/S/ MICHAEL M. ROTHENBERG
Signer Name
MICHAEL M. ROTHENBERG
Signer Title
PORTFOLIO MANAGER
Signature Date
01/14/2020