Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Jurisdiction of Incorporation/Organization
MARYLAND
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- ALEXANDRIA REAL ESTATE EQUITIES INC
Item 2 Issuer Principal Place of Business and Contact Information
26 NORTH EUCLID AVENUE
PASADENA, CA 91101
Phone Number:
subscription required
Item 3. Related Persons
Name
JOEL S. MARCUS
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
STEPHEN A. RICHARDSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PETER M. MOGLIA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DEAN A. SHIGENAGA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS J. ANDREWS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JENNIFER J. BANKS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LAWRENCE J. DIAMOND
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DANIEL J. RYAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
VINCENT R. CIRUZZI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN H. CUNNINGHAM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARC E. BINDA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOSEPH HAKMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
STEVEN R. HASH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN L. ATKINS, III
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES P. CAIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARIA C. FREIRE, PH.D.
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD H. KLEIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES H. RICHARDSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MICHAEL A. WORONOFF
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
REITS AND FINANCE
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
01/01/2020
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Other: DEFERRED COMPENSATION OBLIGATIONS OF THE ISSUER PURSUANT TO ALEXANDRIA REAL ESTATE EQUITIES, INC. DEFERRED COMPENSATION PLAN FOR DIRECTORS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
666000
Total Amount Sold
420000
Total Remaining to be Sold
246000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
666000.0
Clarification of Response
HELD BY ISSUER FOR PAYMENTS OF DEFERRED COMPENSATION OBLIGATIONS TO PARTICIPANTS.
Signature and Submission
Issuer Name
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Issuer Signature
/S/ DEAN A. SHIGENAGA
Signer Name
DEAN A. SHIGENAGA
Signer Title
CO-PRESIDENT CHIEF FINANCIAL OFFICER
Signature Date
01/15/2020