Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
NEW YORK LIFE INSURANCE CO
Jurisdiction of Incorporation/Organization
NEW YORK
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • NAUTILUS INSURANCE COMPANY
Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

51 MADISON AVE ROOM 207
ATTN: SECURITIES OPERATIONS
NEW YORK, NY 10010
Phone Number: subscription required

Item 3. Related Persons

Name
THEODORE A. MATHAS
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER

Item 3. Related Persons

Name
MATTHEW M. GROVE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CO-CHIEF OPERATING OFFICER

Item 3. Related Persons

Name
CRAIG L. DESANTO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CO-CHIEF OPERATING OFFICER

Item 3. Related Persons

Name
SHEILA K. DAVIDSON
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER AND GENERAL COUNSEL

Item 3. Related Persons

Name
ERIC A. FELDSTEIN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

Item 3. Related Persons

Name
MARK J. MADGETT
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND HEAD OF AGENCY

Item 3. Related Persons

Name
PATRICIA L. BARBARI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND GENERAL AUDITOR

Item 3. Related Persons

Name
THOMAS A. HENDRY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND TREASURER

Item 3. Related Persons

Name
ANTHONY R. MALLOY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER

Item 3. Related Persons

Name
CARLA T. RUTIGLIANO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT, HEAD OF HUMAN RESOURCES AND CORPORATE AFFAIRS

Item 3. Related Persons

Name
JOEL M. STEINBERG
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND CHIEF RISK OFFICER

Item 3. Related Persons

Name
ROBERT M. GARDNER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND CONTROLLER

Item 3. Related Persons

Name
BETTY C. ALEWINE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MICHELE G. BUCK
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROBERT B. CARTER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
RALPH DE LA VEGA
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MARK L. FEIDLER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROBERT F. FRIEL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
CHRISTINA A. GOLD
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
THOMAS C. SCHIEVELBEIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
EDWARD D. SHIRLEY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
GERALD B. SMITH
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DONNA H. KINNAIRD
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ALAIN KARAOGLAN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT

Item 3. Related Persons

Name
DAVID CRUZ
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT IN CHARGE OF INSTITUTIONAL ANNUITIES

Item 3. Related Persons

Name
AMY MILLER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND SECRETARY

Item 3. Related Persons

Name
ELIZABETH K. BRILL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND CHIEF ACTUARY

Item 4. Industry Group

INSURANCE

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
07/19/2016

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Other: SYNTHETIC GIC GA-29300 TRP

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
1

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
1158570670
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
NEW YORK LIFE INSURANCE CO
Issuer Signature
/S/ CYNTHIA H. CRISTELLO
Signer Name
CYNTHIA H. CRISTELLO
Signer Title
CORPORATE VICE PRESIDENT
Signature Date
02/12/2020
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