Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ENGAGED CAPITAL FLAGSHIP FUND, LTD.
Jurisdiction of Incorporation/Organization
CAYMAN ISLANDS
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- ENGAGED CAPITAL FUND, LTD.
- ENGAGED CAPITAL FLAGSHIP FUND, LTD.
- ENGAGED CAPITAL II OFFSHORE, LTD.
Item 2 Issuer Principal Place of Business and Contact Information
610 NEWPORT CENTER DRIVE
SUITE 250
NEWPORT BEACH, CA 92660
Phone Number:
subscription required
Item 3. Related Persons
Name
GLENN WELLING
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK VICTOR MURRAY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK COOK
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
08/01/2014
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
188849262
Total Remaining to be Sold
INDEFINITE
Clarification of Response
THE REPORTED AMOUNT SOLD AND NUMBER OF INVESTORS INCLUDE THE TOTAL AMOUNT SOLD TO AND TOTAL NUMBER OF ALL U.S. AND FOREIGN INVESTORS SINCE INCEPTION. THE CURRENT ASSETS UNDER MANAGEMENT AND CURRENT NUMBER OF INVESTORS MAY BE SIGNIFICANTLY DIFFERENT.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
22
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
20000.0 Is an estimate
Clarification of Response
$10,000 PER INDEPENDENT DIRECTOR PER YEAR. THIS AMOUNT REFLECTS THE FEES PAID ON AN ANNUAL BASIS TO THE INDEPENDENT DIRECTORS.
Signature and Submission
Issuer Name
ENGAGED CAPITAL FLAGSHIP FUND, LTD.
Issuer Signature
/S/ DAVID DEMAREST
Signer Name
DAVID DEMAREST
Signer Title
CHIEF COMPLIANCE OFFICER
Signature Date
04/09/2020